-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C9P0zXvGM/KSGZWzF4jlX4dhY9JsyuincF6nHvD8Y6R6nbZWGAORKXMfVe1r283r 40XI45Ppxit/grn51DA3lA== 0000919607-98-000073.txt : 19980218 0000919607-98-000073.hdr.sgml : 19980218 ACCESSION NUMBER: 0000919607-98-000073 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTERVEST BANCSHARES CORP CENTRAL INDEX KEY: 0000927807 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 133699013 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-53519 FILM NUMBER: 98543363 BUSINESS ADDRESS: STREET 1: 10 ROCKEFELLER PLAZA STREET 2: STE 1015 CITY: NEW YORK STATE: NY ZIP: 10020-1903 BUSINESS PHONE: 2127577300 MAIL ADDRESS: STREET 1: 10 ROCKEFELLER PLAZA STREET 2: SUITE 1015 CITY: NEW YORK STATE: NY ZIP: 10020-1903 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BERGMAN HELENE D CENTRAL INDEX KEY: 0001055839 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 201 EAST 62ND STREET CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 2127577300 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. __________) INTERVEST BANCSHARES CORPORATION ------------------------------------------------------- (Name of Issuer) Class A Common Stock, $1.00 par value ------------------------------------------------------- (Title of Class of Securities) 460927-10-6 ------------------------------------------------------- (CUSIP Number) Page 1 of 4 CUSIP No. 460927-10-6 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Helene D. Bergman 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF 5 SOLE VOTING POWER 225,000 SHARES BENEFICIALLY 6 SHARED VOTING POWER 307,500 OWNED BY EACH 7 SOLE DISPOSITIVE POWER 225,000 REPORTING PERSON 8 SHARED DISPOSITIVE POWER 307,500 WITH 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 532,500 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 24.13% 12 TYPE OF REPORTING PERSON IN Page 2 of 4 Item 1(a). Name of Issuer: Intervest Bancshares Corporation - -------------------------------------------------------------------------------- Item 1(b). Address of Issuer's Principal Executive Offices: 10 Rockefeller Plaza, Suite 1015, New York, New York 10020-1903 - -------------------------------------------------------------------------------- Item 2(a). Name of Person Filing: Helene D. Bergman - -------------------------------------------------------------------------------- Item 2(b). Address of Principal Business Office or, if None, Residence: 201 East 62nd Street, New York, New York 10021 - -------------------------------------------------------------------------------- Item 2(c). Citizenship: United States - -------------------------------------------------------------------------------- Item 2(d). Title of Class of Securities: Class A Common stock, $1.00 par value - -------------------------------------------------------------------------------- Item 2(e). CUSIP Number: 460927-10-6 - -------------------------------------------------------------------------------- Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Act, (b) [ ] Bank as defined in Section 3(a)(6) of the Act, (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act, (d) [ ] Investment Company registered under Section 8 of the Investment Company Act, (e) [ ] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940, (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provision of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 13d-1(b)(1)(ii)(F), (g) [ ] Parent Holding Company, in accordance with Rule 13-d(b)(ii)(G); see Item 7, (h) [ ] Group, in accordance with Rule 13-1(b)(1)(ii)(H). Item 4. Ownership. (a) Amount beneficially owned: 532,500 (b) Percent of class: 24.13% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 225,000 (ii) Shared power to vote or to direct the vote 307,500 (iii) Sole power to dispose or to direct the disposition of 225,000 (iv) Shared power to dispose or to direct the disposition of 307,500 Page 3 of 4 Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification. Not Applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 11, 1998 ----------------------------------------- (Date) /S/HELENE D. BERGMAN ------------------------------------------ (Signature) Helene D. Bergman ------------------------------------------ (Name) Page 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----